Senior Advisor Compliance Private Investment
Ville : Montreal
Catégorie : Regular Full-time
Industrie : Finance
Employeur : National Bank
A career in Compliance in National Bank’s Wealth Management sector gives you the opportunity to play a role in risk management, be part of the transformation and make a positive impact for clients and the organization.
In your role as a Senior Advisor, you will mainly work with National Bank Private Investment (NBPI). You’ll put your expertise to work within the compliance program and help develop it. You may also work on ad hoc mandates involving other sectors, particularly National Bank Independent Network (NBIN).
Your role
- Participate in supervision and business conduct activities
- Advise on applicable regulatory requirements
- Participate in special projects and mandates (regulatory, operational and/or business-related) that require your expertise
- Help create, draft and/or periodically update policies, procedures and communications
- Develop and review work systems and processes to improve them, ensure their quality and increase their efficiency
- Identify irregularities that may present risks and implement the necessary corrective measures
With this position, which reports to the Senior Manager, Compliance, NBPI and NBIN, we are seeking to add a key member to a small, dedicated team to support the growth of NBPI. This small team is an integral part of the Wealth Management Compliance team and regularly collaborates with other groups at National Bank.
Required skills
- Completed bachelor’s or master’s degree, in law (an asset) or a related field, and 4 to 7 years of relevant experience
- Good understanding of regulatory requirements for the securities industry, particularly venture capital and private investment
- Ability to work well in a team to offer advice and identify solutions in a dynamic environment
- Ability to communicate effectively with internal partners in French and English, verbally and in writing
- Proficiency with IT and collaboration tools (Word, Excel, Teams, SharePoint, etc.)
Preferred skills
- Rigorous with good analytical skills
- Curious, versatile and dynamic
- Successful completion of relevant courses, including the Canadian Securities Course and the Conduct and Practices Handbook Course (an asset)
In this position, you’ll be able to leverage and expand your knowledge of the securities and venture capital sector while participating in risk management in a stimulating and dynamic environment. National Bank strongly encourages talent mobility.
Your benefits:
Upon hiring, you will be eligible for a wide range of benefits. In addition to competitive compensation, we offer attractive benefits for you and your family:
- Health and wellness program, including many benefits
- Flexible group insurance
- Defined benefit pension plan
- Employee Share Ownership Plan
- Employee and family assistance program
- Preferred banking services
- Volunteer program
- Telemedicine
- Virtual sleep clinic
These are just a few of the many benefits we offer. We've rolled out a number of additional measures to ensure your health, safety and wellbeing during the pandemic.
We're putting people first
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives.
Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.
We want our recruitment process to be fully accessible. If you require accommodations, feel free to let us know during your first conversations with us.
We welcome all candidates! What can you bring to our team?
Ready to live your ambitions?
#LI-CB1
RESTEZ INFORMÉ
Abonnez-vous à notre bulletin pour obtenir les dernières nouvelles