Ville : Toronto, ON, CA, M5H1H1

Catégorie : Business and Financial Operations

Industrie : Finance

Employeur : Banque Scotia

Requisition ID: 145286

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Senior Manager, GBP AML Controls

Purpose
The Senior Manager, GBP AML Controls is a key member and contributor to the overall success of the Global Banking and Markets (GBM) Anti-Money Laundering (AML) program. The incumbent is responsible supporting Director GBP AML Control in implementing the AML Control function for the Global Business Payments group through the following: ensuring reliable AML risk management controls are in  place in keeping with the various Enterprise AML Risk Policies and Processes, managing strategic AML related projects, acting as  AML Controls representative on working groups to ensure GBP is in compliance with all regulatory AML related issues and financial regulatory reporting. Strong knowledge of GBP-Cash management products, Global Payments, Correspondent banking, Trade Finance, as well as Capital Markets is an asset.

Accountabilities: 

• Ensures AML requirements are assessed, documented, understood and executed on an ongoing basis. Supports the Global Business Payments Product/Channel teams in fulfilling their compliance responsibilities with respect to AML/ATF.
• Support Director GBP AML Control on developing implementation strategies, detailed project plans, and monitoring progress against planned objectives related to GBP’s AML program. 
• Identify and gain a strong understanding of the key aspects of existing and pending regulations and laws governing Global Business Payments products, services and processes.  Develop, manage and implement phased action plans or projects to ensure that Global Business Payments, and by extension the Bank, is following existing and new regulations or laws.
• Assist in the development/maintenance of GBP AML training programs across relevant lines of business to ensure awareness of relevant GBM/GBP and Bank requirements
• Conducts risk analyses of existing and new products (including client documentation) and markets. Ensures portfolio, product, market, etc. risks are assessed, documented, understood and mitigated on an ongoing basis. Contributes to a positive risk culture and ensures day-to-day activities and decisions are undertaken in accordance with the Bank’s risk appetite and mitigated in accordance with relevant policies and procedures.
• Support Director GBP AML Control in high priority initiatives such as GBP Issue management, Risk Assessment, Audit resolution coordination and regulatory response for the overall AML and Sanctions program; ensuring business strategies, plans and initiatives, training are carried out in compliance with governing regulations/internal policies and procedures. 
• Provides input into the policies and procedures to support all new products/services/channels and recommends effective controls to ensure effective AML risk mitigation and regulatory compliance.  
• Is responsible for all AML/ATF reporting to senior management and internal risk partners along with providing periodic updates respecting the progress of any remediation activities. 
• Support the Business in understanding the requirements of its primary regulators and preparing for and responding to regulatory exams or reviews and escalate AML issues, Red Flags, and Policy Variance requests and Exceptions, as necessary, and ensuring that senior management is fully informed of significant AML issues on a timely basis;

Qualifications:

• Minimum 5 years’ experience in financial services, consulting and/or AML/ATF compliance
• Strong knowledge in GBP products (Required)
• Experience in enterprise or business line compliance program or operational risk management is preferred; AML knowledge and experience would be a benefit.
• Knowledge in wholesale banking products and operating model is asset
• University degree in business, finance, CAMS certified or other relevant field; MBA degree, Agile designation or experience is an asset.
• Global mindset
• Highly proficient Excel and PowerPoint skills with strong experience in developing executive level presentations
• Fast learner, strong analytical skills and critical thinking capabilities to frame and structure complex issues effectively and develop insights and recommendation.
• Change agent with high energy, demonstrated strong ability to work under pressure, deal with ambiguities and uncertainties, and drive for result
• In addition:
  • Strong communications, organizational, project management, and planning skills
  • Familiarity with the key products offered in GBP-GBM and related AML/ATF and sanctions functions
  • Excellent teamwork, interpersonal and conflict resolution skills
  • Highly organized and capable of dealing with complex projects
• Ability to manage multiple compliance reviews and projects concurrently

Location(s):  Canada : Ontario : Toronto 

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.  

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.