Displaying 1 to 20 of 20
The incumbent will be part of a dynamic team testing a large scale, high-performance market surveillance system to monitor financial exchanges and ATS’s in Canada. Special focus will be on gathering benchmarks, testing system performance,[...]
The incumbent will be part of a dynamic team testing a large scale, high-performance market surveillance system to monitor financial exchanges and ATS’s in Canada. Special focus will be on gathering benchmarks, testing system performance,[...]
As a key member of the team, the Senior Business Conduct Compliance Examiner conducts field reviews of sales and business conduct compliance activities of Dealer Member head office and business locations. You will interpret and apply IIROC Dealer[...]
The Information Security Analyst will implement the information security program initiatives, administer information security systems, and assist with monitoring information security policy[...]
The Executive Assistant provides comprehensive administrative support to the SVP, Member Regulation & Strategy and the VP, Strategy, and acts as liaison between them and key internal and external[...]
The Senior Business Intelligence Developer plays a critical role in the successful development and delivery of Business Intelligence (BI). Taking responsibility of development oversight, guidance, and direction setting for the data warehouse and[...]
In Business Conduct Compliance we take great pride in what we do. By joining our dynamic and collaborative team of industry professionals, you will have the opportunity through the examination process to make a difference for investors and the[...]
The position is accountable for courteous & professional handling of all incoming calls and all guests attending at the office in conjunction with other reception related clerical duties. In addition, the position supports and assists the Manager,[...]
In Business Conduct Compliance we take great pride in what we do. By joining our dynamic and collaborative team of industry professionals, you will have the opportunity through the examination process to make a difference for investors and the[...]
Reporting to the Director, Organizational Effectiveness and Development, the Talent and HR Coordinator is responsible for ensuring a high-level candidate experience and providing coordination and administrative support to the HR partnership team,[...]
Provide application solutions and support for a number of internal clients through requirements gathering, systems analyses, design and[...]
The Surveillance Officer provides real time equity market surveillance ensuring the market integrity of the Canadian marketplace, and executes timely disclosure policies of Canadian exchanges to ensure all investors have equal access to[...]
Reporting to the Director, Trading, the Market Compliance Coordinator is accountable for managing the Trading Conduct Compliance (TCC) and Trade Review and Analysis (TR&A) databases and for providing technical and administrative support to the TCC[...]
The Senior Registration Officer is responsible for the evaluation and approval of all registration applications by ensuring all regulatory requirements pertaining to proficiency, experience, integrity, conflicts of interest and client service are[...]
The Examiner or Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of the submitted information by member firms within the context of the regulatory reporting[...]
The position is accountable for courteous & professional handling of all incoming calls and all guests attending at the office in conjunction with other reception related clerical duties. In addition, the position supports and assists the Manager,[...]
The Senior Human Resources Business Partner serves as a trusted partner and advisor, leveraging relationships at all levels of the organization to provide effective Human Resources and Organizational Effectiveness solutions. This role is responsible[...]
The position will contribute to the development and implementation of IIROC’s market integrity rules and will play a key part in IIROC’s leadership role in the area of Canadian market structure. We are looking for someone with extensive[...]
The position will contribute to the development and implementation of IIROC’s market integrity rules and will play a key part in IIROC’s leadership role in the area of Canadian market structure. We are looking for someone with extensive[...]
The position is accountable for courteous & professional handling of all incoming calls and all guests attending at the office in conjunction with other reception related clerical duties. In addition, the position supports and assists the Manager,[...]
Displaying 1 to 20 of 20
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