Ville : Toronto, ON, CA, M5C2V9
Catégorie : Business and Financial Operations
Industrie : Finance
Employeur : Banque Scotia
Requisition ID: 145653
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
The Associate, Business Controls (Dynamic Funds), will manage the review and tracking of requests from the Dynamic Sales Team while ensuring all requests are in accordance with section 5 of National Instrument 81-105 as well as within policies and guidelines outlined in the Dynamic Funds Sales Practices Policy. The Associate will be a subject matter expert for all policies and provide professional and timely support to the Dynamic Funds group in the processing of these requests. They will also assist the Senior Associate with additional tasks and with Compliance oversight functions within Asset Management, ensuring that domestic and international day-to-day business activities are compliant with all external regulators and aligned with internal risk policies. The Associate is expected to perform the various position duties independently under general direction from the Manager and Senior Manager, Business Controls (Dynamic Funds). In their execution, they are expected to act independently within approved project guidelines and within department and Bank policy. The Associate contributes to the overall success of the Business Controls team, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.
Accountabilities
Education / Experience
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Location(s): Canada : Ontario : Toronto
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
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