Ville : Canada

Catégorie : Other

Industrie : Financial Services

Employeur : Patrimoine Richardson

Investment Advisor Support:

• Prepare investment policy statements, portfolio evaluations, financial plans, retirement projections, client commentaries/reviews and investment proposals
• Manage the execution of New Issue recommendations and transactions on behalf of the Advisor
• Assist in research, analysis, asset mix decisions, and investment product selection with an anticipatory mindset
• Implement changes to portfolios by trading equity, fixed income and money market securities

Business Development:

• Identify new business development opportunities to gather additional assets and/or increase revenue through client prospecting, acquisition and COI networking
• Identify opportunities to gather additional assets and/or increase revenue within the existing client base such as referrals, consolidation of assets, insurance, etc.

Client Service:

• Deliver a superior client experience in assisting clients with day to day requests and ongoing proactive service calls
• Assist with regular client communication such as websites, newsletters, and client events
• Adhere to all firm and regulatory policies by remaining up to date with all the regulatory rules and trading activities as it relates to a client’s account and ensuring that any client interaction is accurately documented

• An undergraduate and/or postgraduate degree in Business/Economics or related field
• Successful completion of the Canadian Securities Course (CSC), Conduct and Practices Handbook (CPH) and Wealth Management Essentials (WME)
• Licensed with Investment Industry Regulatory Organization of Canada (IIROC) as a Registered Representative

We are seeking an individual to join our team in the Toronto office. As an Associate Investment Advisor the incumbent will contribute to grow the business by working closely with the Investment Advisor(s) to help manage their portfolios, developing new business, and ensuring high-level client service.