Senior Business Conduct Compliance Examiner

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City : Calgary

Category : Professional / Technical Full-time

Industry : Finance and Insurance

Employer : Investment Industry Regulatory Organization of Canada (IIROC)

As a key member of the team, the Senior Business Conduct Compliance Examiner conducts field reviews of sales and business conduct compliance activities of Dealer Member head office and business locations. You will interpret and apply IIROC Dealer Member Rules to the evolving business models of firms.

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