Ville : Calgary

Catégorie : Professional / Technical Full-time

Industrie : Finance and Insurance

Employeur : L’Organisme canadien de réglementation du commerce des valeurs mobilières (OCRCVM)

As a key member of the team, the Senior Business Conduct Compliance Examiner conducts field reviews of sales and business conduct compliance activities of Dealer Member head office and business locations. You will interpret and apply IIROC Dealer Member Rules to the evolving business models of firms.